Filing Details
- Accession Number:
- 0001209191-14-034500
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-16 13:03:22
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-16
- Accepted Time:
- 2014-05-16 12:03:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1279695 | Universal Biosensors Inc | UBI | Surgical & Medical Instruments & Apparatus (3841) | 980424072 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1251684 | Andrew Denver | 1 Corporate Avenue Rowville Victoria C3 3178 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-14 | 50,000 | $8,940.00 | 2,836,340 | No | 4 | P | Indirect | By Andrew Denver & Linda Denver & Colin Denver |
Common Stock | Acquisiton | 2014-05-15 | 50,000 | $7,670.00 | 2,886,340 | No | 4 | P | Indirect | By Andrew Denver & Linda Denver & Colin Denver |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Andrew Denver & Linda Denver & Colin Denver |
No | 4 | P | Indirect | By Andrew Denver & Linda Denver & Colin Denver |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 90,797 | Indirect | By wife |
Common Stock | 437,050 | Direct | |
Common Stock | 4,662,768 | Indirect | By the Principals Cornerstone Fund Pty Ltd |
Footnotes
- The aggregate price of the common stock reported is stated in Australian dollars.
- The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Principals Cornerstone Fund Pty Ltd holds the reported securities on trust for the Reporting Person.
- The reported securities are held by Andrew Denver & Linda Denver & Colin Denver & Allison Denver as trustees for the Denver Family Superannuation Fund, of which the Reporting Person is a beneficiary. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.