Filing Details
- Accession Number:
- 0001209191-14-034385
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-15 20:25:33
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-15
- Accepted Time:
- 2014-05-15 20:25:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750004 | Scientific Games Corp | SGMS | Services-Computer Integrated Systems Design (7373) | 810422894 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
918939 | Macandrews & Forbes Holdings Inc. | 35 East 62Nd Street New York NY 10065 | Yes | No | Yes | No | |
1186472 | O Ronald Perelman | 35 East 62Nd Street New York NY 10065 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-13 | 667,867 | $9.66 | 34,223,604 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2014-05-14 | 32,133 | $9.73 | 34,255,737 | No | 4 | P | Indirect | See footnote. |
Class A Common Stock | Acquisiton | 2014-05-13 | 1,494 | $0.00 | 40,007 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote. |
No | 4 | P | Indirect | See footnote. |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-05-13 | 1,494 | $0.00 | 1,494 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct |
Footnotes
- By SGMS Acquisition Corp., SGMS Acquisition Two Corp., RLX Holdings Two LLC and MacAndrews & Forbes Holdings Inc. Mr. Perelman is the sole stockholder of MacAndrews & Forbes Holdings Inc., which is the sole stockholder of each of SGMS Acquisition Corporation, SGMS Acquisition Two Corporation and RLX Holdings Two LLC.
- In accordance with the terms of the applicable equity compensation plan, represents the accelerated vesting of one-fifth of award of restricted stock units (RSUs) granted on January 4, 2010 upon MacAndrews & Forbes Holdings Inc. becoming the beneficial owner of at least 40% of the issuer's voting securities (such RSUs otherwise would have vested on January 4, 2015). The award has fully vested. Each unit converted into a share of common stock on a one-for-one basis. As previously disclosed by the issuer, the reporting person has agreed to certain transfer restrictions and forfeiture provisions with respect to 50% of these shares that are designed to replicate to the extent practicable the original vesting provisions of the RSU award.