Filing Details
- Accession Number:
- 0001062292-14-000057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-15 17:26:34
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-15
- Accepted Time:
- 2014-05-15 17:26:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1062292 | Xo Group Inc. | XOXO | Retail-Nonstore Retailers (5960) | 133895178 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1106199 | David Liu | C/O Xo Group Inc. 195 Broadway, 25Th Floor New York NY 10007 | Chairman/Co-Founder | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-13 | 128,667 | $4.00 | 960,499 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-13 | 91,000 | $11.35 | 869,499 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee stock option (right to buy) | Disposition | 2014-05-13 | 128,667 | $0.00 | 128,667 | $4.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-30 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 587,543 | Indirect | By wife |
| Common Stock | 118,988 | Indirect | By GRATs |
Footnotes
- The proceeds from shares sold on the open market were primarily used to satisfy the exercise price and tax withholding obligations in connection with the exercise of this employee stock option.
- The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.51, inclusive. The reporting person undertakes to provide to XO Group Inc., any security holder of XO Group Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option was fully vested and immediately exercisable.
Billionaire Hedge Funds
