Filing Details
- Accession Number:
- 0000950103-14-003493
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-15 16:59:26
- Reporting Period:
- 2014-05-14
- Filing Date:
- 2014-05-15
- Accepted Time:
- 2014-05-15 16:59:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1561660 | Pattern Energy Group Inc. | PEGI | Electric Services (4911) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587512 | M. Daniel Elkort | Pier 1, Bay 3 San Francisco CA 94111 | Exec. Vp And General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-14 | 4,331 | $22.00 | 34,311 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-05-14 | 5,354 | $29.25 | 28,957 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option(right to buy) | Disposition | 2014-05-14 | 4,331 | $0.00 | 4,331 | $22.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
44,283 | 2023-09-26 | No | 4 | M | Direct |
Footnotes
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.2101 to $29.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The option vests in 36 equal monthly installments beginning on October 31, 2013.