Home > Insider Trading > Filing (0001209191-14-034256)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
722256	Hudson Valley Holding Corp	HVB	State Commercial Banks (6022)	133148745

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1593478	P James Blose	C/O 21 Scarsdale Road Yonkers NY 10707	Evp, General Counsel	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-15	500	$17.34	500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	11,144	Direct
Common Stock	1,000	Indirect	by IRA

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right-to--Buy)	$26.46	2006-10-02	2016-10-02	1,325	1,325	Direct
Common Stock	Stock Options (Right-to-Buy)	$35.27	2007-10-17	2017-10-17	2,172	2,172	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-10-02	1,325	1,325	Direct
2017-10-17	2,172	2,172	Direct

Footnotes

Held jointly with spouse.
Includes 7,500 shares of Restricted Stock which vest over 4 years on the anniversary of the grant commencing 12/2/2014, at a rate of 20% for each of the first and second years and a rate of 30% for each of the third and fourth years (1,500 shares will vest on each of 12/2/2014 and 12/2/2015 and 2,250 shares will vest on each of 12/2/2016 and 12/2/2017).
Includes 2,900 shares of Restricted Stock Award which vest over 3 years on the anniversary of the grant commencing 02/20/2015, at a rate of 33.3% for each year (967 shares will vest on each of 02/20/2015 and 02/20/2016 and 966 shares will vest on 02/20/2017).
Represents Non-Qualified Stock Options granted under the Issuer's 2002 Stock Option Plan to the Reporting Person in his capacity as an outside legal advisor to the Issuer.