Filing Details
- Accession Number:
- 0001181431-14-019779
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-15 16:50:30
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-15
- Accepted Time:
- 2014-05-15 16:50:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
862692 | Cryo Cell International Inc | CCEL | Services-Services, Nec (8900) | 223023093 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1529399 | George Gaines | 700 Brooker Creek Blvd., Suite 1800 Oldsmar FL 34677 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-13 | 32,450 | $2.48 | 978,450 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-05-13 | 1,350 | $2.49 | 979,800 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-05-13 | 525 | $2.50 | 980,325 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-05-13 | 7,550 | $2.60 | 987,875 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-05-13 | 6,000 | $2.56 | 993,875 | No | 4 | P | Indirect | By IRA |
Common Stock | Acquisiton | 2014-05-15 | 6,125 | $2.62 | 1,000,000 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
No | 4 | P | Indirect | By IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $2.80 | 2011-08-30 | 2021-08-30 | 20,000 | 20,000 | Direct |
Common Stock | Stock Options | $2.04 | 2012-07-10 | 2022-07-10 | 7,500 | 7,500 | Direct |
Common Stock | Stock Options | $1.95 | 2013-07-19 | 2023-07-19 | 7,500 | 7,500 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-08-30 | 20,000 | 20,000 | Direct |
2022-07-10 | 7,500 | 7,500 | Direct |
2023-07-19 | 7,500 | 7,500 | Direct |
Footnotes
- Stock options vest at a rate of 1/3 per year commencing on August 30, 2011.
- Stock options vest at a rate of 1/12 per month commencing on July 10, 2012.
- Stock options vest at a rate of 1/3 per month commencing on July 19, 2013.