Filing Details
- Accession Number:
- 0001514128-14-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-15 14:32:41
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-15
- Accepted Time:
- 2014-05-15 14:32:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514128 | Universal American Corp. | UAM | Hospital & Medical Service Plans (6324) | 274683816 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1076341 | A Richard Barasch | C/O Universal American Corp. 44 South Broadway White Plains NY 10601 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-13 | 205,622 | $6.03 | 2,298,449 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-13 | 41,459 | $6.03 | 65,835 | No | 4 | P | Indirect | Tara Acquisition LLC |
Common Stock | Acquisiton | 2014-05-13 | 82,919 | $6.03 | 220,768 | No | 4 | P | Indirect | Barasch Family Trust #1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Tara Acquisition LLC |
No | 4 | P | Indirect | Barasch Family Trust #1 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 28,180 | Indirect | By Son (Benjamin) |
Common Stock | 392,097 | Indirect | By Wife |
Common Stock | 23,080 | Indirect | By Daughter (Natalie) |
Common Stock | 30,124 | Indirect | By Daughter (Emily) |
Common Stock | 67,744 | Indirect | Norman Barasch Trust #1 |
Footnotes
- Represents acquisition of shares pursuant to transaction announced by Universal American Corp. on March 31, 2014
- Represents common stock including 318,022 shares of unvested restricted stock.