Filing Details
- Accession Number:
- 0001209191-14-033867
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 18:44:59
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 18:44:59
- Original Submission Date:
- 2013-11-25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101984 | Universal Electronics Inc | UEIC | Household Audio & Video Equipment (3651) | 330204817 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1579104 | Hyen Cheung David Chong | 201 E. Sandpointe Avenue 8Th Floor Santa Ana CA 92707 | Executive Vice President -Asia | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-21 | 827 | $19.25 | 14,618 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-21 | 827 | $38.00 | 13,791 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-25 | 4,948 | $19.25 | 18,739 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-25 | 4,948 | $37.56 | 13,791 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-25 | 3,000 | $37.41 | 10,791 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Rt to Buy) | Disposition | 2013-11-21 | 827 | $19.25 | 827 | $19.25 |
| Common | Employee Stock Option IRt to Buy) | Disposition | 2013-11-25 | 4,948 | $19.25 | 4,948 | $19.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,273 | 2013-05-13 | 2023-02-13 | No | 4 | M | Direct |
| 17,325 | 2013-05-13 | 2023-02-13 | No | 4 | M | Direct |
Footnotes
- Amount of securities beneficially owned has been amended to reflect the addition of 6980 shares of common stock owned by reporting person in a separate account, and not previously reported to company for inclusion reporting persons holdings.
- Sale price was erroneously reported at $37.00. Form 4A filed to correct such error.
- Exercise Price determined in accordance with the terms of the Company's applicable Stock Incentive Plan.
Billionaire Hedge Funds
