Filing Details
- Accession Number:
- 0001144204-14-030630
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 19:23:25
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 18:23:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230355 | Baxano Surgical Inc. | BAXS | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1480801 | Michael Kenneth Reali | C/O Baxano Surgical, Inc. 110 Horizon Drive, Suite 230 Raleigh NC 27615 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-12 | 5,719 | $0.71 | 129,797 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-12 | 1,331 | $0.72 | 131,128 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- A portion of this amount represents shares of common stock underlying RSUs.