Filing Details
- Accession Number:
- 0001127602-14-017529
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 18:05:23
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 18:05:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | Cable & Other Pay Television Services (4841) | 981089808 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398905 | Balan Nair | 38 Hans Crescent London X0 | Evp & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2014-05-13 | 5,830 | $22.15 | 87,567 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2014-05-13 | 5,830 | $44.00 | 81,737 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Acquisiton | 2014-05-13 | 17,500 | $21.19 | 288,621 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Disposition | 2014-05-13 | 17,500 | $42.00 | 271,121 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Stock Option A (right to buy) | Disposition | 2014-05-13 | 5,830 | $0.00 | 5,830 | $22.15 |
| Class C Ordinary Shares | Stock Option C (right to buy) | Disposition | 2014-05-13 | 17,500 | $0.00 | 17,500 | $21.19 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,830 | 2014-07-16 | No | 4 | M | Direct | |
| 17,500 | 2014-07-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class C Ordinary Shares | 5,821 | Indirect | By 401(k) Plan |
Footnotes
- The Reporting Person received 116 shares contributed by Issuer under its 401(k) Plan as of March 31, 2014.
- The option is immediately exercisable.
Billionaire Hedge Funds
