Filing Details
- Accession Number:
- 0001140361-14-021015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 17:46:01
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 17:46:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
77360 | Pentair Ltd | PNR | Special Industry Machinery (No Metalworking Machinery) (3550) | 981050812 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1390036 | L John Stauch | 5500 Wayzata Blvd., Suite 800 Golden Valley MN 55416 | Executive Vice President, Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2014-05-13 | 60,000 | $33.38 | 62,223 | No | 4 | M | Direct | |
Common Shares | Disposition | 2014-05-13 | 60,000 | $76.33 | 2,223 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Option (right to buy) | Disposition | 2014-05-13 | 60,000 | $0.00 | 60,000 | $33.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
59,220 | 2011-01-04 | 2020-01-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares - Espp | 1,491 | Direct | |
Common Shares - Deferral Plan | 39,624 | Indirect | Plan Agent |
Common Shares - Esop | 532 | Indirect | By ESOP |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $76.25 to $76.645. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- End-of-period holdings include monthly purchase(s) under the Pentair Ltd. Employee Stock Purchase and Bonus Plan (ESPP) in exempt transaction(s) pursuant to Rule 16b-3(c); and shares acquired pursuant to a dividend reinvestment feature of the ESPP.
- Shares of Pentair Ltd. common shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
- End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
- One-third of the stock options become exercisable on the first, second and third anniversary of the grant.