Filing Details
- Accession Number:
- 0001181431-14-019592
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 17:01:07
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 17:01:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1013857 | Pegasystems Inc | PEGA | Services-Computer Processing & Data Preparation (7374) | 042787865 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1353196 | A Efstathios Kouninis | C/O Pegasystems Inc. 1 Rogers Street Cambridge MA 02142 | Vp Of Finance & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-12 | 24 | $0.00 | 250 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-12 | 8 | $18.42 | 242 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-13 | 242 | $18.62 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2014-05-12 | 24 | $0.00 | 470 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
212 | 2012-08-12 | No | 4 | M | Direct |
Footnotes
- All share amounts and price data in this Form 4 have been restated to reflect a 2-for-1 forward stock split of Pegasystems Inc.'s common stock that occurred on April 1, 2014.
- Represents 5% quarterly vesting on May 12, 2014. Original grant was 235 RSUs, with 20% vested on August 12, 2012, and the remaining 80% vesting in equal quarterly installments over the remaining four years.
- Each restricted stock unit represents the right to receive, following vesting, one share of Pegasystems Inc.'s common stock.
- Once vested, the shares of common stock are not subject to expiration.
- The number of shares shown as beneficially owned has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.
- This grant of Restricted Stock Units was previously reported as 235 shares, but has been adjusted to reflect the 2-for-1 stock split that occurred on April 1, 2014.