Filing Details
- Accession Number:
- 0001209191-14-033709
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 16:24:17
- Reporting Period:
- 2014-05-13
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 16:24:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1423824 | Alder Biopharmaceuticals Inc | ALDR | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1388325 | A/S Novo | Tuborg Havnevej 19 Hellerup G7 2900 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-13 | 2,651,183 | $0.00 | 2,651,183 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2014-05-13 | 550,000 | $10.00 | 3,201,183 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES D PREFERRED STOCK | Disposition | 2014-05-13 | 2,651,183 | $0.00 | 2,651,183 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct |
Footnotes
- Series D Preferred Stock had no expiration date and automatically converted into the Issuer's common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
Billionaire Hedge Funds
