Filing Details
- Accession Number:
- 0001209191-14-033621
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 14:47:38
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 14:47:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1428669 | Solarwinds Inc. | SWI | Services-Prepackaged Software (7372) | 731559348 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1428670 | Paul Strelzick | C/O Solarwinds, Inc. To 7171 Southwest Parkway, Building 400 Austin TX 78735 | Evp, President Worldwide Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-12 | 17,302 | $18.87 | 113,679 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-12 | 12,698 | $20.06 | 126,377 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-12 | 29,700 | $38.12 | 96,677 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-12 | 300 | $38.37 | 96,377 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-12 | 17,302 | $0.00 | 17,302 | $18.87 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-12 | 12,698 | $0.00 | 12,698 | $20.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,677 | 2020-02-25 | No | 4 | M | Direct | |
34,202 | 2021-01-04 | No | 4 | M | Direct |
Footnotes
- Shares sold pursuant to a 10b5-1 Trading Plan.
- This transaction was executed in multiple trades at prices ranging from $37.37 to $38.36, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $38.37 to $38.38, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
- 1/4 of the shares vested and became exercisable on February 25, 2011 and 1/48 of the shares vesteed and became exercisable each month thereafter.
- 1/4 of the shares vested and became exercisable on January 4, 2012 and 1/48 of the shares vest and become exercisable each month thereafter.