Filing Details

Accession Number:
0001140361-14-020792
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-14 13:56:06
Reporting Period:
2014-05-12
Filing Date:
2014-05-14
Accepted Time:
2014-05-14 13:56:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
60714 Lsb Industries Inc LXU Industrial Inorganic Chemicals (2810) 731015226
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1410622 V Ronald Perry 4319 St. Patrick
Oklahoma City OK 73120
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-05-12 1,125 $38.00 0 No 4 S Indirect As Trustee
Common Stock Disposition 2014-05-13 450 $39.00 50 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect As Trustee
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Nonqualifed Stock Option $7.86 2018-11-13 875 875 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-11-13 875 875 Direct
Footnotes
  1. These shares were held by a family trust, of which the reporting person and his wife are the settlors and trustees, and the reporting person holds a pecuniary interest in the trust's holdings and transactions.
  2. Nonqualified Stock Option ("NQSO") granted by the Issuer to the reporting person under the Issuer's 2008 Incentive Stock Plan. The NQSO is for a term of 10 years from the date of grant, and the exercise price of the NQSO is based on the fair market value of the Issuer's common stock on the date of grant. This NQSO vests at the end of years one through six in the following amounts: 16.5%, 16.5%, 16.5%, 16.5%, 16.5% and 17.5%. This NQSO will be fully vested at the end of year six.