Filing Details

Accession Number:
0001127602-14-017434
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-14 13:55:42
Reporting Period:
2013-02-14
Filing Date:
2014-05-14
Accepted Time:
2014-05-14 13:55:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
53669 Johnson Controls Inc JCI Public Bldg & Related Furniture (2531) 390380010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199237 David C Myers 5757 N Green Bay Avenue
P.o. Box 591
Milwaukee WI 53201
Vp & Pres, Building Eff No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-02-14 75 $31.83 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 148,149 Direct
Common Stock 12,904 Indirect By 401(k) Plan
Common Stock 40,000 Indirect by LLC
Footnotes
  1. The reporting of this Form 4 transaction is delinquent. The transaction was affected in a brokerage account over which Mr. Myers had no discretionary control.
  2. Includes 130.266 phantom stock units acquired via dividend reinvestment on January 6 and April 2, 2014 at prices ranging from $49.11 to $50.31 per phantom stock unit.
  3. The number of underlying securities is based on the stock fund balance on May 13, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 13, 2014 stock fund price of $45.08 per share. The balance also includes a company match of 525.752 shares on February 20, 2014.