Filing Details
- Accession Number:
- 0001127602-14-017434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-14 13:55:42
- Reporting Period:
- 2013-02-14
- Filing Date:
- 2014-05-14
- Accepted Time:
- 2014-05-14 13:55:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
53669 | Johnson Controls Inc | JCI | Public Bldg & Related Furniture (2531) | 390380010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199237 | David C Myers | 5757 N Green Bay Avenue P.o. Box 591 Milwaukee WI 53201 | Vp & Pres, Building Eff | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-02-14 | 75 | $31.83 | 0 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 148,149 | Direct | |
Common Stock | 12,904 | Indirect | By 401(k) Plan |
Common Stock | 40,000 | Indirect | by LLC |
Footnotes
- The reporting of this Form 4 transaction is delinquent. The transaction was affected in a brokerage account over which Mr. Myers had no discretionary control.
- Includes 130.266 phantom stock units acquired via dividend reinvestment on January 6 and April 2, 2014 at prices ranging from $49.11 to $50.31 per phantom stock unit.
- The number of underlying securities is based on the stock fund balance on May 13, 2014. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a May 13, 2014 stock fund price of $45.08 per share. The balance also includes a company match of 525.752 shares on February 20, 2014.