Filing Details

Accession Number:
0001179110-14-008375
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-14 08:15:52
Reporting Period:
2014-05-12
Filing Date:
2014-05-14
Accepted Time:
2014-05-14 08:15:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350846 Supreme Industries Inc STS Truck & Bus Bodies (3713) 751670945
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
923415 J William Barrett P O Box 6199
Fair Haven NJ 07704
Exec V P And Secretary Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2014-05-12 10,000 $5.45 626,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 178,500 Indirect By Grantor Trust
Class A Common Stock 115,439 Indirect By Spouse
Class B Common Stock 885,999 Direct
Class B Common Stock 16,857 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Incentive Stock Option (Reload) $5.09 2015-05-07 35,323 35,323 Direct
Class A Common Stock Incentive Stock Option $1.63 2016-06-25 15,750 15,750 Direct
Class A Common Stock Incentive Stock Option $2.33 2017-09-30 31,500 31,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-05-07 35,323 35,323 Direct
2016-06-25 15,750 15,750 Direct
2017-09-30 31,500 31,500 Direct
Footnotes
  1. Reporting Person disclaims beneficial ownership of shares owned by spouse.
  2. Reporting person disclaims beneficial ownership of shares owned by grantor trust except to the extent of his and his spouse pecuniary interest therein. Reporting person is the trustee of the grantor trust.
  3. Currently exercisable.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.40 to $5.50, inclusive. The reporting person undertakes to provide Supreme Industries, Inc., any security holder of Supreme, or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.