Filing Details

Accession Number:
0001179110-14-008360
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-13 20:49:07
Reporting Period:
2014-05-12
Filing Date:
2014-05-13
Accepted Time:
2014-05-13 20:49:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909954 Keurig Green Mountain Inc. GMCR Miscellaneous Food Preparations & Kindred Products (2090) 030339228
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1593545 F. John Whoriskey 33 Coffee Lane
Waterbury VT 05676
Pres. Us Sales And Marketing No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-12 1,114 $51.56 1,459 No 4 M Direct
Common Stock Acquisiton 2014-05-12 753 $44.26 2,212 No 4 M Direct
Common Stock Acquisiton 2014-05-12 906 $54.12 3,118 No 4 M Direct
Common Stock Acquisiton 2014-05-12 1,125 $61.71 4,243 No 4 M Direct
Common Stock Acquisiton 2014-05-12 2,250 $30.79 6,493 No 4 M Direct
Common Stock Disposition 2014-05-12 6,148 $109.26 680 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Options Disposition 2014-05-12 1,114 $0.00 1,114 $51.56
Common Stock NQ Stock Options Disposition 2014-05-12 753 $0.00 753 $44.26
Common Stock NQ Stock Options Disposition 2014-05-12 906 $0.00 906 $54.12
Common Stock NQ Stock Options Disposition 2014-05-12 1,125 $0.00 1,125 $61.71
Common Stock NQ Stock Options Disposition 2014-05-12 2,250 $0.00 2,250 $30.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,343 2023-03-07 No 4 M Direct
1,507 2022-04-23 No 4 M Direct
2,717 2022-03-22 No 4 M Direct
2,250 2021-03-10 No 4 M Direct
2,250 2020-03-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 112 Indirect By 401(k) Plan
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $109.24 to $109.35. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC Staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Option vests in four equal installments, with the first installment vesting on March 7, 2014, the first anniversary of the grant date.
  3. 1 for 1.
  4. Option vests in four equal installments, with the first installment vesting on April 23, 2013, the first anniversary of the grant date.
  5. Option vests in four equal installments, with the first installment vesting on March 22, 2013, the first anniversary of the grant date.
  6. Option vests in four equal installments, with the first installment vesting on March 10, 2012, the first anniversary of the grant date.
  7. This option was granted on March 11, 2010 as an option to purchase 9,000 shares of GMCR common stock. The option vests in four equal annual installments, with the first installment vesting on March 11, 2011. The reporting person previously exercised 6,750 shares underlying this option.