Filing Details
- Accession Number:
- 0001203311-14-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 20:42:39
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 20:42:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1361966 | B Vaughn Himes | 21823 30Th Drive Se Bothell WA 98021 | Evp, Tech. Ops. & Proc. Sci. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 10,000 | $9.23 | 65,519 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-09 | 10,000 | $35.00 | 55,519 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-09 | 10,000 | $0.00 | 10,000 | $9.23 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
123,664 | 2019-04-30 | No | 4 | M | Direct |
Footnotes
- Amount of Securities beneficially owned following reported transactions includes 41,734 Restricted Stock Units subject to vesting.
- Shares vested at a rate of 25% on 4/1/2010 and monthly thereafter until all shares were fully vested on 4/1/2013.