Filing Details
- Accession Number:
- 0001140361-14-020603
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 20:42:26
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 20:42:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1514128 | Universal American Corp. | UAM | Hospital & Medical Service Plans (6324) | 274683816 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1075558 | Ltd Partners Z Capital | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1075560 | Capital Z Partners Lp | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1075567 | Capital Z Financial Services Fund Ii Lp | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1308745 | Capital Z Financial Services Private Fund Ii, L.p. | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1419136 | Capital Z Partners Iii Gp, L.p. | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1419144 | Capital Z Partners Iii, L.p. | 142 West 57Th Street 3Rd Floor New York NY 10019 | No | No | No | Yes | |
| 1455704 | Capital Z Partners Management, Llc | 142 West 57Th Street 3Rd Floor New York NY 10003 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2014-05-12 | 7,970,236 | $6.03 | 8,490,543 | No | 4 | S | Indirect | See Footnote |
| Common Stock | Disposition | 2014-05-13 | 6,000,000 | $6.03 | 2,490,543 | No | 4 | S | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | See Footnote |
| No | 4 | S | Indirect | See Footnote |
Footnotes
- Represents the sale of 7,970,236 shares of Common Stock of the Issuer directly from Capital Z Financial Services Fund II, L.P. ("Capital Z").
- Includes securities of the Issuer directly held by Capital Z and Capital Z Financial Services Private Fund II, L.P. ("Capital Z Private Fund"), as well as securities of the Issuer directly owned by Capital Z Partners III, L.P. ("Capital Z III"). The sole general partner of Capital Z and Capital Z Private Fund is Capital Z Partners, L.P. ("Capital Z LP"), and the sole general partner of Capital Z LP is Capital Z Partners Ltd. Capital Z Partners III GP, L.P. ("Capital Z III LP") is the general partner of Capital Z III. Capital Z Partners Management, LLC ("Capital Z Partners Management") is the investment authority for Capital Z III, and its principal business is performing investment management services for Capital Z III. Capital Z Partners Management, Capital Z III Ltd., Capital Z III GP LP and Capital Z III may be deemed to be part of a "group" along with Capital Z, Capital Z Private Fund, Capital Z Ltd. and Capital Z LP
- (Continuation of Footnote 2) - (within the meaning of Rule 13d-5(b) under the Securities Exchange of 1934, as amended and incorporated by reference in Rule 16a-1 of the Exchange Act) but each individual entity described above disclaims beneficial ownership of securities held by any other entity except to the extent of any indirect pecuniary interest therein (within the meaning of Rule 16a-1 of the Exchange Act) in an indeterminate portion of the securities beneficially owned by such other entity.
- Represents the sale of 5,926,181 shares of Common Stock of the Issuer directly from Capital Z and the sale of 73,819 shares of Common Stock of the Issuer directly from Capital Z Private Fund.
Billionaire Hedge Funds
