Filing Details
- Accession Number:
- 0001181431-14-019413
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 17:30:42
- Reporting Period:
- 2014-05-08
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 17:30:42
- Original Submission Date:
- 2014-05-12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1085621 | Icg Group Inc. | ICGE | Services-Management Consulting Services (8742) | 232996071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1184528 | Iii W Walter Buckley | C/O Icg Group, Inc. 555 E. Lancaster Avenue, Suite 640 Radnor PA 19087 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Disposition | 2014-05-08 | 6,500 | $19.87 | 1,533,416 | No | 4 | S | Direct | |
Common Stock, Par Value $.001 Per Share | Disposition | 2014-05-09 | 6,000 | $18.79 | 1,527,416 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.001 Per Share | 12,500 | Indirect | Held by trust for the benefit of Mr. Buckley's relative |
Common Stock, Par Value $.001 Per Share | 12,500 | Indirect | Held by trust for the benefit of Mr. Buckley's relative |
Common Stock, Par Value $.001 Per Share | 59,748 | Indirect | Held by 401(k) Plan |
Footnotes
- The transactions reflected on this Form 4/A are the same as those reported on a previous Form 4 that was filed on May 12, 2014 (the "Initial Filing"). This Form 4/A is being filed to correct Mr. Buckley's total direct ownership, which was incorrectly stated in the Initial Filing.
- The sales reported in this Form 4/A were effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Buckley on December 20, 2013.
- This column reflects the weighted average sales price for multiple transactions reported for May 8, 2014. Actual sales prices for these transactions ranged from $19.70 to $19.99, inclusive. Mr. Buckley undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- This column reflects the weighted average sales price for multiple transactions reported for May 9, 2014. Actual sales prices for these transactions ranged from $18.59 to $19.04, inclusive. Mr. Buckley undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.