Filing Details
- Accession Number:
- 0001225208-14-012886
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 17:28:10
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 17:28:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
810509 | Navidea Biopharmaceuticals Inc. | NAVB | In Vitro & In Vivo Diagnostic Substances (2835) | 311080091 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1278271 | Jerome Mark Pykett | 5600 Blazer Parkway Suite 200 Dublin OH 43017 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 10,000 | $1.34 | 292,674 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,851 | Indirect | By 401(k) |
Common Stock | 1,100 | Indirect | By IRA |
Footnotes
- The transaction is matchable under Section 16(b) of the Securities Exchange Act with Dr. Pykett's sale of 120,000 shares of common stock at $1.96 per share on March 10, 2014. As a result, Dr. Pykett will pay the company $6,200, representing the full amount of the profit realized in connection with the short-swing transaction.