Filing Details
- Accession Number:
- 0001179110-14-008303
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 17:14:51
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 17:14:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352656 | Jaime Mateus-Tique | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 100,000 | $12.44 | 288,262 | No | 4 | P | Indirect | By the Em El 2007 Irrevocable Trust |
Common Stock | Acquisiton | 2014-05-12 | 80,000 | $12.89 | 368,262 | No | 4 | P | Indirect | By the Em El 2007 Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Em El 2007 Irrevocable Trust |
No | 4 | P | Indirect | By the Em El 2007 Irrevocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 54,885 | Direct | |
Common Stock | 163,208 | Indirect | By the Jaime Mateus-Tique 2005 Irrevocable Trust |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option | $21.53 | 2024-02-01 | 20,061 | 20,061 | Direct | |
Common Stock | Restricted Stock Grant | $21.53 | 2024-02-01 | 1,765 | 1,765 | Direct | |
Common Stock | Employee Stock Option | $40.11 | 2023-02-01 | 5,954 | 5,954 | Direct | |
Common Stock | Employee Stock Option | $42.31 | 2022-02-01 | 5,328 | 5,328 | Direct | |
Common Stock | Employee Stock Option | $14.30 | 2021-02-01 | 15,012 | 15,012 | Direct | |
Common Stock | Employee Stock Option | $11.77 | 2020-02-01 | 18,612 | 18,612 | Direct | |
Common Stock | Employee Stock Option | $12.02 | 2017-10-01 | 76,000 | 76,000 | Direct | |
Common Stock | Employee Stock Option | $17.63 | 2016-09-21 | 55,000 | 55,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-02-01 | 20,061 | 20,061 | Direct |
2024-02-01 | 1,765 | 1,765 | Direct |
2023-02-01 | 5,954 | 5,954 | Direct |
2022-02-01 | 5,328 | 5,328 | Direct |
2021-02-01 | 15,012 | 15,012 | Direct |
2020-02-01 | 18,612 | 18,612 | Direct |
2017-10-01 | 76,000 | 76,000 | Direct |
2016-09-21 | 55,000 | 55,000 | Direct |
Footnotes
- These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2015.
- These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2015.
- These options became fully vested on February 1, 2014.
- These options became fully vested on February 1, 2013.
- These options became fully vested on February 1, 2012.
- These options became fully vested on February 1, 2011.
- These options became fully vested on October 1, 2012.
- These options became fully vested on September 21, 2010.