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Filing Details

Accession Number:: 0001179110-14-008299
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-13 17:13:35
Reporting Period:: 2014-05-09

Filing Date:: 2014-05-13
Accepted Time:: 2014-05-13 17:13:35
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1235468	Liquidity Services Inc	LQDT	Services-Business Services, Nec (7389)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1352659	M James Rallo	C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036	Cfo, Treasurer, President Rscg	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-09	8,000	$12.20	8,000	No	4	P	Indirect	By James M. Rallo IRA
Common Stock	Acquisiton	2014-05-09	7,885	$12.20	7,885	No	4	P	Indirect	By Kimberly Rallo IRA
Common Stock	Acquisiton	2014-05-09	4,625	$12.20	4,625	No	4	P	Indirect	By Kimberly Rallo SIMPLE IRA
Common Stock	Acquisiton	2014-05-09	685	$12.20	685	No	4	P	Indirect	By James M. Rallo Cust. Michael Rallo MD UTMA
Common Stock	Acquisiton	2014-05-09	460	$12.20	460	No	4	P	Indirect	By James M. Rallo Cust. Melissa Rallo MD UTMA
Common Stock	Acquisiton	2014-05-12	14,065	$13.06	14,065	No	4	P	Indirect	By James M. Rallo 401k

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By James M. Rallo IRA
No	4	P	Indirect	By Kimberly Rallo IRA
No	4	P	Indirect	By Kimberly Rallo SIMPLE IRA
No	4	P	Indirect	By James M. Rallo Cust. Michael Rallo MD UTMA
No	4	P	Indirect	By James M. Rallo Cust. Melissa Rallo MD UTMA
No	4	P	Indirect	By James M. Rallo 401k

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option	$7.48	2018-10-01	2,338	2,338	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	4,172	4,172	Direct
Common Stock	Employee Stock Option	$15.47	2020-10-01	6,678	6,678	Direct
Common Stock	Employee Stock Grant	$15.47	2020-10-01	5,526	5,526	Direct
Common Stock	Employee Stock Grant	$31.11	2021-10-01	3,723	3,723	Direct
Common Stock	Employee Stock Option	$31.11	2021-10-01	12,358	12,358	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	3,753	3,753	Direct
Common Stock	Employee Stock Grant	$38.09	2022-10-01	5,003	5,003	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct
Common Stock	Employee Stock Option	$38.09	2022-10-01	3,335	3,335	Direct
Common Stock	Employee Stock Grant	$29.47	2023-07-18	12,216	12,216	Direct
Common Stock	Employee Stock Grant	$29.47	2023-07-18	28,503	28,503	Direct
Common Stock	Employee Stock Option	$29.47	2023-07-18	24,871	24,871	Direct
Common Stock	Employee Stock Option	$29.47	2023-07-18	58,031	58,031	Direct
Common Stock	Employee Stock Grant	$21.99	2023-10-01	4,692	4,692	Direct
Common Stock	Employee Stock Grant	$21.99	2023-10-01	4,691	4,691	Direct
Common Stock	Employee Stock Option	$21.99	2023-10-01	9,938	9,938	Direct
Common Stock	Employee Stock Option	$21.99	2023-10-01	9,938	9,938	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-10-01	2,338	2,338	Direct
2020-10-01	4,172	4,172	Direct
2020-10-01	6,678	6,678	Direct
2020-10-01	5,526	5,526	Direct
2021-10-01	3,723	3,723	Direct
2021-10-01	12,358	12,358	Direct
2022-10-01	3,753	3,753	Direct
2022-10-01	5,003	5,003	Direct
2022-10-01	3,335	3,335	Direct
2022-10-01	3,335	3,335	Direct
2023-07-18	12,216	12,216	Direct
2023-07-18	28,503	28,503	Direct
2023-07-18	24,871	24,871	Direct
2023-07-18	58,031	58,031	Direct
2023-10-01	4,692	4,692	Direct
2023-10-01	4,691	4,691	Direct
2023-10-01	9,938	9,938	Direct
2023-10-01	9,938	9,938	Direct

Footnotes

Twenty percent of this option grant vested on October 1, 2009 and thereafter 1/60th of the option grant will vest each month for forty-eight months.
Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
Twenty-five percent of this restricted stock grant vested on October 1, 2013 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant vested on October 1, 2013 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on July 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on July 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on July 18, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this restricted stock grant will vest on October 1, 2014 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Twenty-five percent of this option grant will vest on October 1, 2014 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
This option becomes exercisable, if at all, based on the Issuer's achievement of certain financial milestones.