Filing Details

Accession Number:
0001209191-14-033328
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-13 16:38:51
Reporting Period:
2014-05-09
Filing Date:
2014-05-13
Accepted Time:
2014-05-13 16:38:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1461993 Cempra Inc. CEMP Pharmaceutical Preparations (2834) 262644445
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540883 Prabhavathi Fernandes 6320 Quadrangle Drive
Suite 360
Chapel Hill NC 27517
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-09 3,500 $8.60 207,184 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $13.10 2024-01-07 50,000 50,000 Direct
Common Stock Employee Stock Option (Right to Buy) $13.10 2024-01-07 125,000 125,000 Direct
Common Stock Employee Stock Option (Right to Buy) $1.43 2016-08-07 12,105 12,105 Direct
Common Stock Employee Stock Option (Right to Buy) $2.47 2018-06-03 54,273 54,273 Direct
Common Stock Employee Stock Option (Right to Buy) $2.09 2019-08-09 82,194 82,194 Direct
Common Stock Employee Stock Option (Right to Buy) $2.09 2020-07-28 34,133 34,133 Direct
Common Stock Employee Stock Option (Right to Buy) $2.09 2020-12-07 40,698 40,698 Direct
Common Stock Employee Stock Option (Right to Buy) $7.62 2022-03-19 100,000 100,000 Direct
Common Stock Employee Stock Option (Right to Buy) $6.63 2023-01-17 150,000 150,000 Direct
Common Stock Employee Stock Option (Right to Buy) $6.64 2023-03-06 50,000 50,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-01-07 50,000 50,000 Direct
2024-01-07 125,000 125,000 Direct
2016-08-07 12,105 12,105 Direct
2018-06-03 54,273 54,273 Direct
2019-08-09 82,194 82,194 Direct
2020-07-28 34,133 34,133 Direct
2020-12-07 40,698 40,698 Direct
2022-03-19 100,000 100,000 Direct
2023-01-17 150,000 150,000 Direct
2023-03-06 50,000 50,000 Direct
Footnotes
  1. The option vests according to the following schedule: 1/24th of the shares vest monthly at the end of each month over 24 months, beginning on the third anniversary of the Vesting Commencement Date of 01/01/2014.
  2. The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2014.
  3. The option vested immediately upon its granting on 08/08/06.
  4. The option vested according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 06/03/08 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
  5. The option vests according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 08/10/09 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
  6. The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 04/26/10.
  7. The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 12/08/10.
  8. The option vests in full on 03/20/13.
  9. The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/2013.
  10. The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/13.