Filing Details
- Accession Number:
- 0001209191-14-033328
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 16:38:51
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 16:38:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1540883 | Prabhavathi Fernandes | 6320 Quadrangle Drive Suite 360 Chapel Hill NC 27517 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-09 | 3,500 | $8.60 | 207,184 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | $13.10 | 2024-01-07 | 50,000 | 50,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $13.10 | 2024-01-07 | 125,000 | 125,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $1.43 | 2016-08-07 | 12,105 | 12,105 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $2.47 | 2018-06-03 | 54,273 | 54,273 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $2.09 | 2019-08-09 | 82,194 | 82,194 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $2.09 | 2020-07-28 | 34,133 | 34,133 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $2.09 | 2020-12-07 | 40,698 | 40,698 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $7.62 | 2022-03-19 | 100,000 | 100,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.63 | 2023-01-17 | 150,000 | 150,000 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $6.64 | 2023-03-06 | 50,000 | 50,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2024-01-07 | 50,000 | 50,000 | Direct |
2024-01-07 | 125,000 | 125,000 | Direct |
2016-08-07 | 12,105 | 12,105 | Direct |
2018-06-03 | 54,273 | 54,273 | Direct |
2019-08-09 | 82,194 | 82,194 | Direct |
2020-07-28 | 34,133 | 34,133 | Direct |
2020-12-07 | 40,698 | 40,698 | Direct |
2022-03-19 | 100,000 | 100,000 | Direct |
2023-01-17 | 150,000 | 150,000 | Direct |
2023-03-06 | 50,000 | 50,000 | Direct |
Footnotes
- The option vests according to the following schedule: 1/24th of the shares vest monthly at the end of each month over 24 months, beginning on the third anniversary of the Vesting Commencement Date of 01/01/2014.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2014.
- The option vested immediately upon its granting on 08/08/06.
- The option vested according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 06/03/08 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- The option vests according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 08/10/09 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 04/26/10.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 12/08/10.
- The option vests in full on 03/20/13.
- The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/2013.
- The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/13.