Filing Details
- Accession Number:
- 0000757011-14-000060
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 17:18:34
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 16:18:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 757011 | Usg Corp | USG | Concrete, Gypsum & Plaster Products (3270) | 363329400 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1468582 | P. Jeffrey Rodewald | C/O Usg Corporation 550 West Adams Street Chicago IL 60661 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-12 | 3,036 | $6.86 | 35,387 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-12 | 3,000 | $11.98 | 38,387 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-12 | 13,536 | $30.25 | 24,851 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-12 | 3,036 | $0.00 | 3,036 | $6.86 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2014-05-12 | 3,000 | $0.00 | 3,000 | $11.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-11 | No | 4 | M | Direct | |
| 4,286 | 2020-02-10 | No | 4 | M | Direct |
Footnotes
- The per share sales price for the common stock sold in the reported transaction ranged from $30.15 to $30.53. The reporting person will provide upon request by the Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 11, 2010.
- The option vested with respect to the shares included in the reported transaction in four equal annual installments beginning on February 10, 2011. As of the date of this report 4,286 options remain outstanding.
Billionaire Hedge Funds
