Filing Details

Accession Number:
0001209191-14-033271
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-13 17:00:16
Reporting Period:
2014-05-09
Filing Date:
2014-05-13
Accepted Time:
2014-05-13 16:00:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383414 Pennantpark Investment Corp PNNT () 208250744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1118957 L Samuel Katz C/O Pennantpark Investment Corporation
590 Madison Avenue 15Th Floor
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-09 19,700 $10.59 133,182 No 4 P Direct
Common Stock Acquisiton 2014-05-09 300 $10.59 300 No 4 P Indirect Held by Various related trusts
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect Held by Various related trusts
Footnotes
  1. Includes 1,061 shares of Common Stock received pursuant to a dividend reinvestment plan since last filing.