Filing Details
- Accession Number:
- 0001209191-14-033271
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 17:00:16
- Reporting Period:
- 2014-05-09
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 16:00:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1383414 | Pennantpark Investment Corp | PNNT | () | 208250744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1118957 | L Samuel Katz | C/O Pennantpark Investment Corporation 590 Madison Avenue 15Th Floor New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-09 | 19,700 | $10.59 | 133,182 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-09 | 300 | $10.59 | 300 | No | 4 | P | Indirect | Held by Various related trusts |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | Held by Various related trusts |
Footnotes
- Includes 1,061 shares of Common Stock received pursuant to a dividend reinvestment plan since last filing.