Filing Details
- Accession Number:
- 0001140361-14-020472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 15:34:02
- Reporting Period:
- 2014-05-08
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 15:34:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569994 | Waterstone Financial Inc. | WSBF | Savings Institution, Federally Chartered (6035) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336613 | S Patrick Lawton | 11200 W Plank Court Wauwatosa WI 53226 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-08 | 2,876 | $10.60 | 2,500 | No | 4 | S | Indirect | By Trust Child 1 |
Common Stock | Disposition | 2014-05-08 | 2,876 | $10.61 | 2,500 | No | 4 | S | Indirect | By Trust Child 2 |
Common Stock | Disposition | 2014-05-12 | 2,876 | $10.68 | 2,500 | No | 4 | S | Indirect | By Trust Child 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust Child 1 |
No | 4 | S | Indirect | By Trust Child 2 |
No | 4 | S | Indirect | By Trust Child 3 |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 174,698 | Direct | |
Common Stock | 5,376 | Indirect | By Trust Child 4 |
Common Stock | 532 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $16.11 | 2014-01-22 | 2017-01-05 | 54,865 | 54,865 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-01-05 | 54,865 | 54,865 | Direct |