Filing Details
- Accession Number:
- 0000720672-14-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-13 14:42:57
- Reporting Period:
- 2014-05-12
- Filing Date:
- 2014-05-13
- Accepted Time:
- 2014-05-13 14:42:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
720672 | Stifel Financial Corp | SF | Security Brokers, Dealers & Flotation Companies (6211) | 431273600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1203731 | N Bernard Burkemper | 8 Merganser Ct Old Monroe MO 63369 | Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-12 | 1,663 | $48.24 | 28,496 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 14,711 | 14,711 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
14,711 | 14,711 | Direct |
Footnotes
- Currently exercisable.
- No expiration date for these Units.