Filing Details
- Accession Number:
- 0001422105-14-000132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-12 17:59:34
- Reporting Period:
- 2014-05-08
- Filing Date:
- 2014-05-12
- Accepted Time:
- 2014-05-12 17:59:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422105 | Noranda Aluminum Holding Corp | NOR | Primary Production Of Aluminum (3334) | 208908550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1203479 | J Carl Rickertsen | 801 Crescent Centre Drive Suite 600 Franklin TN 37067 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-08 | 6,068 | $0.00 | 27,053 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2014-05-09 | 20,000 | $3.05 | 47,053 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | P | Direct |
Footnotes
- Reports a grant of 6,068 time-based restricted stock units awarded on May 8, 2014, which represents 50% of Mr. Rickertsen's Annual Director Fee for the 3rd & 4th quarters of 2014 calculated as follows ($75,000 annual fee divided by 4 quarters = $18,750 per Qtr.; $18,750 * 2 Qtrs = $37,500 divided by 50% = $18,750 @ FMV on 5/8/14 of $3.09 = 6,068 shares). Such award shall vest as Common Stock as follows: 50% - September 30, 2014 and the remaining 50% on December 31, 2014. The award is subject to partial or full acceleration or cancellation upon certain terminations of employment.
- Reports the purchase of 20,000 shares on the open market.
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