Filing Details
- Accession Number:
- 0001591408-14-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-12 14:44:39
- Reporting Period:
- 2014-05-08
- Filing Date:
- 2014-05-12
- Accepted Time:
- 2014-05-12 14:44:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
793524 | Research Frontiers Inc | REFR | Patent Owners & Lessors (6794) | 112103466 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1132859 | Kevin Douglas | 125 E. Sir Francis Drake Blvd. Suite 400 Larkspur CA 94939 | No | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-08 | 225,000 | $4.65 | 886,860 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2014-05-08 | 375,000 | $4.65 | 1,478,099 | No | 4 | P | Indirect | By James and Jean Douglas Irrevocable Decendents' Trust |
Common Stock | Acquisiton | 2014-05-08 | 150,000 | $4.65 | 591,240 | No | 4 | P | Indirect | By Douglas Family Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By James and Jean Douglas Irrevocable Decendents' Trust |
No | 4 | P | Indirect | By Douglas Family Trust |
Footnotes
- These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
- Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively, the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), or Rule 13d-5 promulgated under the Exchange Act with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were member of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
- These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas, Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
- These shares are held directly by the Douglas Trust and indirectly by Kevin Douglas, James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.