Filing Details

Accession Number:
0001591408-14-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-12 14:44:39
Reporting Period:
2014-05-08
Filing Date:
2014-05-12
Accepted Time:
2014-05-12 14:44:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793524 Research Frontiers Inc REFR Patent Owners & Lessors (6794) 112103466
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1132859 Kevin Douglas 125 E. Sir Francis Drake Blvd.
Suite 400
Larkspur CA 94939
No No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 225,000 $4.65 886,860 No 4 P Direct
Common Stock Acquisiton 2014-05-08 375,000 $4.65 1,478,099 No 4 P Indirect By James and Jean Douglas Irrevocable Decendents' Trust
Common Stock Acquisiton 2014-05-08 150,000 $4.65 591,240 No 4 P Indirect By Douglas Family Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect By James and Jean Douglas Irrevocable Decendents' Trust
No 4 P Indirect By Douglas Family Trust
Footnotes
  1. These shares are held directly and jointly by Kevin Douglas and his wife, Michelle Douglas.
  2. Each of the reporting persons hereunder (individually, a "Reporting Person" and collectively, the "Reporting Persons") may be deemed a member of a "group" within the meaning of Section 13(d)(3) of the Securities and Exchange Act of 1934, as amended (the "Exchange Act"), or Rule 13d-5 promulgated under the Exchange Act with one or more of the other Reporting Persons. Although the Reporting Persons are reporting such securities as if they were member of a "group", the filing of this Form 4 shall not be deemed an admission by any Reporting Person that such Reporting Person is a beneficial owner of any securities other than those directly held by such Reporting Person.
  3. These shares are held directly by the James Douglas and Jean Douglas Irrevocable Descendants' Trust and indirectly by Kevin Douglas, Kevin Douglas and Michelle Douglas, husband and wife, are each a co-trustee of the James Douglas and Jean Douglas Irrevocable Descendants' Trust.
  4. These shares are held directly by the Douglas Trust and indirectly by Kevin Douglas, James E. Douglas, Jr. and Jean A. Douglas, husband and wife, are each a co-trustee of the Douglas Family Trust.