Filing Details

Accession Number:
0001144204-14-029446
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-12 14:34:44
Reporting Period:
2014-05-09
Filing Date:
2014-05-12
Accepted Time:
2014-05-12 14:34:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604615 L Rudolph Hertlein C/O Alcentra Capital Corp., 200 Park Ave
7Th Fl
New York NY 10166
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-09 3,600 $15.00 3,600 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct