Filing Details

Accession Number:
0001181431-14-019065
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-12 13:28:06
Reporting Period:
2014-05-12
Filing Date:
2014-05-12
Accepted Time:
2014-05-12 13:28:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094019 Newtek Business Services Inc. NEWT Services-Business Services, Nec (7389) 113504638
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1124485 Barry Sloane 212 West 35Th Street
Floor 2
New York NY 10001
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-12 1,000 $2.59 4,728,464 No 4 P Direct
Common Stock Acquisiton 2014-05-12 156 $2.59 4,728,620 No 4 P Direct
Common Stock Acquisiton 2014-05-12 844 $2.68 4,729,464 No 4 P Direct
Common Stock Acquisiton 2014-05-12 500 $2.68 4,729,964 No 4 P Direct
Common Stock Acquisiton 2014-05-12 500 $2.68 4,730,464 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct