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Home > Insider Trading > Filing (0001181431-14-019052)

Filing Details

Accession Number:: 0001181431-14-019052
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-12 13:13:21
Reporting Period:: 2014-05-09

Filing Date:: 2014-05-12
Accepted Time:: 2014-05-12 13:13:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1195734	Potbelly Corp	PBPB	Retail-Eating Places (5812)	364466837

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587657	B John Morlock	C/O Potbelly Corporation 222 Merchandise Mart Plaza, 23Rd Floor Chicago IL 60654	Chief Operations Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2014-05-09	40,000	$7.22	40,000	No	4	M	Direct
Common Stock	Disposition	2014-05-09	40,000	$15.92	0	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (right to buy)	Disposition	2014-05-09	40,000	$0.00	40,000	$7.22

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
7,000		2021-05-10	No	4	M	Direct

Footnotes

The Common Stock sold by the Reporting Person and reported herein were sold at a range of $15.76 to $16.04 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
The stock options vested and became exercisable prior to Potbelly Corporation's initial public offering..