Filing Details
- Accession Number:
- 0000825324-14-000012
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2014-05-12 12:02:13
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-12
- Accepted Time:
- 2014-05-12 11:02:13
- Original Submission Date:
- 2014-05-07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825324 | Good Times Restaurants Inc | GTIM | Retail-Eating Places (5812) | 841133368 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1400593 | David Dobbin | 601 Corporate Circle Golden CO 80401 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common | Disposition | 2014-05-07 | 1,000,000 | $3.05 | 1,106,903 | No | 4 | S | Indirect | I |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | I |
Footnotes
- The transaction closing was May 2, 2014, however, the change in ownership shall be deemed May 7, 2014 which is the date in the original stock certificate was submitted for the transfer of ownership.
- Mr. Dobbin indirectly beneficially owns 1,094,236 shares of common stock of Good Times Restaurants Inc through his 10% ownership in Small Island Investments Ltd ("SII"). Mr. Dobbin is Chairman of the Board of SII. As of May 7,2014, SII owns 16.48% of the outstanding common stock of Good Times Restaurants Inc. Mr. Dobbin disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Mr. Dobbin has 12,667 shares of underlying presently exercisable stock options.
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