Filing Details
- Accession Number:
- 0001144204-14-029234
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-09 21:00:55
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-09
- Accepted Time:
- 2014-05-09 21:00:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1270073 | Intercept Pharmaceuticals Inc | ICPT | Pharmaceutical Preparations (2834) | 223868459 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559512 | Luciano Adorini | C/O Intercept Pharmaceuticals, Inc. 450 W. 15Th Street, Suite 505 New York NY 10011 | Chief Scientific Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-07 | 2,000 | $10.40 | 9,464 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,000 | $258.12 | 8,464 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,000 | $260.76 | 7,464 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | Disposition | 2014-05-07 | 2,000 | $0.00 | 2,000 | $10.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-01-07 | No | 4 | M | Direct |
Footnotes
- This reported transaction is pursuant to the Company 10b5-1 plan dated March 19, 2014.
- All shares underlying this option have fully vested.
- This transaction was executed in multiple trades at prices ranging from $258 to $258.51. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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