Filing Details
- Accession Number:
- 0001179110-14-008104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-09 17:23:39
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-09
- Accepted Time:
- 2014-05-09 17:23:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1235468 | Liquidity Services Inc | LQDT | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1294242 | Cayce G Roy | C/O Liquidity Services, Inc. 1920 L Street, N.w., 6Th Floor Washington DC 20036 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-07 | 21,372 | $10.82 | 177,877 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 21,372 | $17.05 | 156,505 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-08 | 78,993 | $12.30 | 77,512 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2014-05-07 | 21,372 | $10.82 | 21,372 | $10.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-05-08 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | $38.09 | 2014-05-08 | 0 | 0 | Direct | |
| Common Stock | Employee Stock Option | $31.11 | 2014-05-08 | 0 | 0 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2014-05-08 | 0 | 0 | Direct |
| 2014-05-08 | 0 | 0 | Direct |
Footnotes
- These options represent the vested portion of the stock option granted to the reporting person as of February 7, 2014 (the "granted options"). Upon his resignation from the Company, the reporting person forfeited the unvested portion of the granted options.
- These options expired on May 8, 2014 without having been exercised.
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