Filing Details
- Accession Number:
- 0001094739-14-000042
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-09 17:00:57
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-09
- Accepted Time:
- 2014-05-09 17:00:57
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1094739 | Finisar Corp | FNSR | Semiconductors & Related Devices (3674) | 943038428 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444728 | Todd Swanson | 1389 Moffett Park Drive Sunnyvale CA 94089-1134 | Exec.vp Sales & Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-07 | 1,757 | $3.36 | 126,874 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 1,558 | $8.29 | 128,432 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,558 | $23.20 | 126,874 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,757 | $23.20 | 125,117 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 1,210 | $23.20 | 123,907 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 421 | $23.20 | 123,486 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-05-07 | 1,757 | $0.00 | 1,757 | $3.36 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2014-05-07 | 1,558 | $0.00 | 1,558 | $8.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-12-12 | 2018-12-12 | No | 4 | M | Direct |
| 19,856 | 2011-12-08 | 2019-12-08 | No | 4 | M | Direct |
Footnotes
- Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on September 11, 2013.
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