Filing Details
- Accession Number:
- 0001594012-14-000049
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-09 16:50:53
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-09
- Accepted Time:
- 2014-05-09 16:50:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1594012 | Investors Bancorp Inc. | ISBC | State Commercial Banks (6022) | 464702118 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1240068 | Richard Spengler | 101 Jfk Parkway Short Hills NJ 07078 | Exec Vp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-07 | 430,665 | $0.00 | 430,665 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2014-05-07 | 25,479 | $0.00 | 25,479 | No | 4 | J | Indirect | By ESOP |
Common Stock | Acquisiton | 2014-05-07 | 15,877 | $10.00 | 15,877 | No | 4 | P | Indirect | By 401K |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By ESOP |
No | 4 | P | Indirect | By 401K |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2014-05-07 | 510,000 | $0.00 | 510,000 | $5.99 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
510,000 | 2007-11-20 | 2018-11-20 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each share of Investors Bancorp, Inc. was exchanged for 2.550 shares of common stock of a new Delaware corporation also named Investors Bancorp, Inc.(formerly New Investors Bancorp, Inc.).
- Reflects transactions not required to be reported pursuant to Section 16 of the Securities Act of 1934, as amended.
- Pursuant to the Plan of Conversion and Reorganization of Investors Bancorp, MHC, each option to purchase shares of common stock of Investors Bancorp, Inc. was converted into an option to purchase shares of common stock of new Delware corporation also named Investors Bancorp, Inc.(formerly New Investors Bancorp, Inc.) by multiplying the number of shares subject to each option by the 2.550 exchange ratio. The exercise price per share of each converted option was determined by dividing the exercise price of the option by the 2.550 exchange ratio.