Filing Details

Accession Number:
0001209191-14-032623
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-09 16:23:22
Reporting Period:
2014-05-08
Filing Date:
2014-05-09
Accepted Time:
2014-05-09 16:23:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1340127 Carbonite Inc CARB Services-Computer Processing & Data Preparation (7374) 331111329
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526348 Swami Kumaresan C/O Carbonite, Inc.
177 Huntington Avenue
Boston MA 02115
Evp, Product & Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-08 10,911 $2.64 44,881 No 4 M Direct
Common Stock Disposition 2014-05-08 32,381 $10.02 12,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-05-08 10,911 $0.00 10,911 $2.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-08-09 2019-11-14 No 4 M Direct
Footnotes
  1. Includes 12,500 shares of common stock subject to restricted stock units. Each restricted stcok unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 16 equal quarterly installements beginning on May 25, 2014 and will be settled on each applicable vest date in shares of the issuer's common stock.
  2. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.20, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.