Filing Details
- Accession Number:
- 0001209191-14-032472
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-09 08:48:23
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-09
- Accepted Time:
- 2014-05-09 08:48:23
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1301744 | L Rick Klingensmith | Two N. Ninth Street Allentown PA 18101 | President Of A Ppl Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-07 | 16,040 | $31.17 | 39,079 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-07 | 16,040 | $34.50 | 23,039 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2014-05-07 | 16,040 | $0.00 | 16,040 | $31.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-01-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 102 | Indirect | Held in trust pursuant to the Employee Stock Ownership Plan |
Footnotes
- This Form 4 report reflects the exercise of 16,040 stock options and sale of underlying shares pursuant to a 10b5-1 plan, dated August 15, 2013.
- Total includes the reinvestment of dividends.
- Represents the exercise of 16,040 stock options from a total grant of 32,040 options. The 32,040 options vested in three equal installments on January 21, 2011, January 21, 2012 and January 21, 2013.