Filing Details
- Accession Number:
- 0001209191-14-032429
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 21:31:16
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 21:31:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1178253 | Scynexis Inc | SCYX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1603918 | Jean-Yves Nothias | C/O Scynexis, Inc., 3501 C Tricenter Boulevard Durham NC 27713 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-07 | 5,251 | $0.20 | 5,251 | No | 4 | X | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 5,251 | $0.20 | 10,502 | No | 4 | X | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 25,998 | $0.20 | 36,500 | No | 4 | X | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 46,863 | $0.00 | 83,363 | No | 4 | C | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 88,796 | $0.00 | 172,159 | No | 4 | C | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 42,336 | $0.00 | 214,495 | No | 4 | C | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 30,582 | $0.00 | 245,077 | No | 4 | C | Indirect | By FCPR Biotechnology Fund |
Common Stock | Acquisiton | 2014-05-07 | 50,000 | $10.00 | 295,077 | No | 4 | P | Indirect | By FCPR Biotechnology Fund |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | X | Indirect | By FCPR Biotechnology Fund |
No | 4 | X | Indirect | By FCPR Biotechnology Fund |
No | 4 | X | Indirect | By FCPR Biotechnology Fund |
No | 4 | C | Indirect | By FCPR Biotechnology Fund |
No | 4 | C | Indirect | By FCPR Biotechnology Fund |
No | 4 | C | Indirect | By FCPR Biotechnology Fund |
No | 4 | C | Indirect | By FCPR Biotechnology Fund |
No | 4 | P | Indirect | By FCPR Biotechnology Fund |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Disposition | 2014-05-07 | 5,251 | $0.00 | 5,251 | $0.20 |
Common Stock | Common Stock Warrant (right to buy) | Disposition | 2014-05-07 | 5,251 | $0.00 | 5,251 | $0.20 |
Common Stock | Common Stock Warrant (right to buy) | Disposition | 2014-05-07 | 25,998 | $0.00 | 25,998 | $0.20 |
Common Stock | Series B Preferred Stock | Disposition | 2014-05-07 | 166,482 | $0.00 | 46,863 | $0.00 |
Common Stock | Series C Preferred Stock | Disposition | 2014-05-07 | 313,996 | $0.00 | 88,796 | $0.00 |
Common Stock | Series D-1 Preferred Stock | Disposition | 2014-05-07 | 863,672 | $0.00 | 42,336 | $0.00 |
Common Stock | Series D-2 Preferred Stock | Disposition | 2014-05-07 | 623,880 | $0.00 | 30,582 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-07 | 2016-12-06 | No | 4 | X | Indirect |
0 | 2012-05-15 | 2017-05-14 | No | 4 | X | Indirect |
0 | 2013-12-11 | 2018-12-10 | No | 4 | X | Indirect |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Upon closing of the Issuer's initial public offering, each share of Series B Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
- Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
- Upon closing of the Issuer's initial public offering, each share of Series D-1 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.
- Upon closing of the Issuer's initial public offering, each share of Series D-2 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.