Filing Details

Accession Number:
0001209191-14-032429
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-08 21:31:16
Reporting Period:
2014-05-07
Filing Date:
2014-05-08
Accepted Time:
2014-05-08 21:31:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1178253 Scynexis Inc SCYX Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1603918 Jean-Yves Nothias C/O Scynexis, Inc.,
3501 C Tricenter Boulevard
Durham NC 27713
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-07 5,251 $0.20 5,251 No 4 X Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 5,251 $0.20 10,502 No 4 X Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 25,998 $0.20 36,500 No 4 X Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 46,863 $0.00 83,363 No 4 C Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 88,796 $0.00 172,159 No 4 C Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 42,336 $0.00 214,495 No 4 C Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 30,582 $0.00 245,077 No 4 C Indirect By FCPR Biotechnology Fund
Common Stock Acquisiton 2014-05-07 50,000 $10.00 295,077 No 4 P Indirect By FCPR Biotechnology Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Indirect By FCPR Biotechnology Fund
No 4 X Indirect By FCPR Biotechnology Fund
No 4 X Indirect By FCPR Biotechnology Fund
No 4 C Indirect By FCPR Biotechnology Fund
No 4 C Indirect By FCPR Biotechnology Fund
No 4 C Indirect By FCPR Biotechnology Fund
No 4 C Indirect By FCPR Biotechnology Fund
No 4 P Indirect By FCPR Biotechnology Fund
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Disposition 2014-05-07 5,251 $0.00 5,251 $0.20
Common Stock Common Stock Warrant (right to buy) Disposition 2014-05-07 5,251 $0.00 5,251 $0.20
Common Stock Common Stock Warrant (right to buy) Disposition 2014-05-07 25,998 $0.00 25,998 $0.20
Common Stock Series B Preferred Stock Disposition 2014-05-07 166,482 $0.00 46,863 $0.00
Common Stock Series C Preferred Stock Disposition 2014-05-07 313,996 $0.00 88,796 $0.00
Common Stock Series D-1 Preferred Stock Disposition 2014-05-07 863,672 $0.00 42,336 $0.00
Common Stock Series D-2 Preferred Stock Disposition 2014-05-07 623,880 $0.00 30,582 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-07 2016-12-06 No 4 X Indirect
0 2012-05-15 2017-05-14 No 4 X Indirect
0 2013-12-11 2018-12-10 No 4 X Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
  2. Upon closing of the Issuer's initial public offering, each share of Series B Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
  3. Upon closing of the Issuer's initial public offering, each share of Series C Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-3.536 basis, and had no expiration date.
  4. Upon closing of the Issuer's initial public offering, each share of Series D-1 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.
  5. Upon closing of the Issuer's initial public offering, each share of Series D-2 Preferred Stock converted automatically into shares of common stock of the Issuer on a 1-for-20.4 basis, and had no expiration date.