Filing Details
- Accession Number:
- 0001256951-14-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 18:57:13
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 18:57:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256951 | L Stuart Merkadeau | 7005 Southfront Road Livermore CA 94551 | Sr Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-06 | 8,333 | $0.00 | 69,044 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 3,432 | $5.77 | 65,612 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2014-05-07 | 3,270 | $5.77 | 62,342 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2014-05-06 | 8,333 | $0.00 | 8,333 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,334 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the first conversion of one-third of the restricted stock units granted on May 6, 2013.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units that were released on May 5, 2014.
- Represents vested shares of common stock sold to satisfy certain tax withholding obligations associated with the conversion of the restricted stock units that were released on May 6, 2014.
- The Restricted Stock Units vest and are exercisable in three annual installments on each May 6 of 2014, 2015, and 2016 (or the first market trading day during an open trading window under the Issuer's insider trading policy thereafter if the applicable vesting date is not on a market trading day during an open trading window).
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
Billionaire Hedge Funds
