Filing Details

Accession Number:
0001209191-14-032380
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-08 18:26:47
Reporting Period:
2014-05-06
Filing Date:
2014-05-08
Accepted Time:
2014-05-08 18:26:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311173 Michael Johnson 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-06 147,000 $7.75 994,320 No 4 M Direct
Common Stock Disposition 2014-05-06 147,000 $60.18 847,320 No 4 S Direct
Common Stock Acquisiton 2014-05-07 103,000 $7.75 950,320 No 4 M Direct
Common Stock Disposition 2014-05-07 100,800 $60.52 849,520 No 4 S Direct
Common Stock Disposition 2014-05-07 2,200 $61.08 847,320 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-05-06 147,000 $0.00 147,000 $7.75
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2014-05-07 103,000 $0.00 103,000 $7.75
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
103,000 2014-12-01 No 4 M Direct
0 2014-12-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 29,181 Indirect by trust for child
Common Stock 50,829 Indirect by GRAT
Common Stock 50,829 Indirect by spouse's GRAT
Common Stock 113,122 Indirect Beneficially owned through Michael O. Johnson IRA
Footnotes
  1. Exercises and sales made pursuant to a 10b5-1(c) trading plan entered into by the reporting person on March 4, 2014.
  2. This transaction was executed in multiple trades at prices ranging from $60.00 to $60.51. The price reported reflects the weighted average sale price of $60.18. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $60.00 to $61.00. The price reported reflects the weighted average sale price of $60.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. This transaction was executed in multiple trades at prices ranging from $61.01 to $61.20. The price reported reflects the weighted average sale price of $61.08. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. These options were fully vested as of December 1, 2009.