Filing Details
- Accession Number:
- 0001209191-14-032380
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 18:26:47
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 18:26:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311173 | Michael Johnson | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-06 | 147,000 | $7.75 | 994,320 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-06 | 147,000 | $60.18 | 847,320 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-07 | 103,000 | $7.75 | 950,320 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-07 | 100,800 | $60.52 | 849,520 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-07 | 2,200 | $61.08 | 847,320 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-06 | 147,000 | $0.00 | 147,000 | $7.75 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2014-05-07 | 103,000 | $0.00 | 103,000 | $7.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
103,000 | 2014-12-01 | No | 4 | M | Direct | |
0 | 2014-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 29,181 | Indirect | by trust for child |
Common Stock | 50,829 | Indirect | by GRAT |
Common Stock | 50,829 | Indirect | by spouse's GRAT |
Common Stock | 113,122 | Indirect | Beneficially owned through Michael O. Johnson IRA |
Footnotes
- Exercises and sales made pursuant to a 10b5-1(c) trading plan entered into by the reporting person on March 4, 2014.
- This transaction was executed in multiple trades at prices ranging from $60.00 to $60.51. The price reported reflects the weighted average sale price of $60.18. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $60.00 to $61.00. The price reported reflects the weighted average sale price of $60.52. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $61.01 to $61.20. The price reported reflects the weighted average sale price of $61.08. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- These options were fully vested as of December 1, 2009.