Filing Details
- Accession Number:
- 0001127602-14-016864
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 17:42:36
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 17:42:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1378231 | H Walter Solomon | 3499 Blazer Parkway Lexington KY 40509 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2014-05-07 | 2,817 | $102.76 | 19,828 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-07 | 200 | $102.77 | 19,628 | No | 4 | S | Direct | |
Common Stock | Disposition | 2014-05-07 | 100 | $102.77 | 19,528 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2014-05-07 | 6,200 | $65.78 | 25,728 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2014-05-07 | 5,500 | $53.33 | 31,228 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-07 | 4,772 | $102.74 | 26,456 | No | 4 | F | Direct | |
Common Stock | Disposition | 2014-05-07 | 3,811 | $102.68 | 22,645 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2014-05-07 | 6,200 | $0.00 | 6,200 | $65.78 |
Common Stock | Stock Appreciation Right | Disposition | 2014-05-07 | 5,500 | $0.00 | 5,500 | $53.33 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-11-15 | 2016-11-15 | No | 4 | M | Direct |
0 | 2008-11-14 | 2017-12-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 7,453 | Indirect | 401(k) |
Footnotes
- Includes 906 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 6.
- Based on Employee Savings Plan information as of May 2, 2014, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
- Stock Appreciation Right granted pursuant to the 2006 Ashland Inc. Stock Incentive Plan which vests in three annual installments: 50% after the first year, the next 25% the 2nd year and the remaining 25% the third year.