Filing Details
- Accession Number:
- 0001534701-14-000076
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 17:32:29
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 17:32:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534701 | Phillips 66 | PSX | Petroleum Refining (2911) | 453779385 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1547330 | Douglas Charles Johnson | 3010 Briarpark Drive Houston TX 77042 | Vice President And Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2014-05-07 | 3,250 | $26.33 | 10,209 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 3,711 | $29.58 | 13,920 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 3,648 | $35.38 | 17,568 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 6,903 | $20.27 | 24,471 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 14,668 | $21.56 | 39,139 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2014-05-07 | 16,566 | $31.25 | 55,705 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2014-05-07 | 48,746 | $85.01 | 6,959 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 3,250 | $85.01 | 3,250 | $26.33 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 3,711 | $85.01 | 3,711 | $29.58 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 3,648 | $85.01 | 3,648 | $35.38 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 6,903 | $85.01 | 6,903 | $20.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 14,668 | $85.01 | 14,668 | $21.56 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2014-05-07 | 16,566 | $85.01 | 16,566 | $31.25 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-10 | 2016-02-10 | No | 4 | M | Direct |
| 0 | 2010-02-08 | 2017-02-08 | No | 4 | M | Direct |
| 0 | 2011-02-14 | 2018-02-14 | No | 4 | M | Direct |
| 0 | 2012-02-12 | 2019-02-12 | No | 4 | M | Direct |
| 0 | 2013-02-12 | 2020-02-12 | No | 4 | M | Direct |
| 0 | 2013-02-10 | 2021-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,526 | Indirect | By Phillips 66 Savings Plan |
Footnotes
- Includes shares acquired through routine dividend transactions that are exempt under Rule 16a-1.
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