Home > Insider Trading > Filing (0001209191-14-032280)

Filing Details

Accession Number:: 0001209191-14-032280
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2014-05-08 17:01:37
Reporting Period:: 2014-05-06

Filing Date:: 2014-05-08
Accepted Time:: 2014-05-08 17:01:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1340127	Carbonite Inc	CARB	Services-Computer Processing & Data Preparation (7374)	331111329

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1526348	Swami Kumaresan	C/O Carbonite, Inc. 177 Huntington Avenue Boston MA 02115	Evp, Product & Engineering	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2014-05-06	20,250	$2.64	96,018	No	4	M	Direct
Common Stock	Acquisiton	2014-05-06	15,018	$2.64	111,036	No	4	M	Direct
Common Stock	Disposition	2014-05-06	73,140	$10.30	37,896	No	4	S	Direct
Common Stock	Acquisiton	2014-05-07	216	$2.64	38,112	No	4	M	Direct
Common Stock	Acquisiton	2014-05-07	690	$2.64	38,802	No	4	M	Direct
Common Stock	Disposition	2014-05-07	4,832	$10.00	33,970	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2014-05-06	20,250	$0.00	20,250	$2.64
Common Stock	Stock Option (right to buy)	Disposition	2014-05-06	15,018	$0.00	15,018	$2.64
Common Stock	Stock Option (right to buy)	Disposition	2014-05-07	216	$0.00	216	$2.64
Common Stock	Stock Option (right to buy)	Disposition	2014-05-07	690	$0.00	690	$2.64

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2013-11-14	2019-11-14	No	4	M	Direct
3,732		2019-11-14	No	4	M	Direct
3,516		2019-11-14	No	4	M	Direct
10,911	2011-08-09	2019-11-14	No	4	M	Direct

Footnotes

Includes 12,500 shares of common stock subject to restricted stock units. Each restricted stcok unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 16 equal quarterly installements beginning on May 25, 2014 and will be settled on each applicable vest date in shares of the issuer's common stock.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.81, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.00 to $10.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
This option is exercisable for 216 shares of common stock, after giving effect to this transaction. This option will become exercisable as to the remaining underlying shares of common stock 3 equal quarterly installments beginning on May 14, 2014.
This option will become exercisable as to the remaining underlying shares of common stock 3 equal quarterly installments beginning on May 14, 2014.