Filing Details
- Accession Number:
- 0001001250-14-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 16:18:36
- Reporting Period:
- 2014-05-07
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 16:18:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1001250 | Estee Lauder Companies Inc | EL | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 112408943 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204538 | E Sara Moss | The Estee Lauder Companies Inc. 767 Fifth Avenue New York NY 10153 | Exec. Vp, Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2014-05-07 | 25,000 | $26.42 | 98,293 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2014-05-07 | 25,000 | $29.04 | 123,293 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2014-05-07 | 50,000 | $73.58 | 73,293 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Option (Right to Buy) | Disposition | 2014-05-07 | 25,000 | $0.00 | 25,000 | $26.42 |
Class A Common Stock | Option (Right to Buy) | Disposition | 2014-05-07 | 25,000 | $0.00 | 25,000 | $29.04 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,000 | 2010-01-01 | 2018-09-11 | No | 4 | M | Direct |
56,250 | 2012-01-01 | 2020-09-01 | No | 4 | M | Direct |
Footnotes
- The number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prcies. The price reported represents the weighted average price. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
- Sales prices range from $73.34 to $73.76 per share, inclusive.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 16,666 shares exercisable from and after January 1, 2010; 16,666 shares exercisable from and after January 1, 2011; and 16,668 shares exercisable from and after January 1, 2012.
- Not applicable.
- The Reporting Person also has options to purchase at various prices 204,689 shares of Class A Common Stock, 129,074 of which are currently exercisable.
- Stock Options granted pursuant to Fiscal 2002 Share Incentive Plan in respect of 27,082 shares exercisable from and after January 1, 2012; 27,084 shares exercisable from and after January 1, 2013; and 27,084 shares exercisable from and after January 1, 2014.