Filing Details
- Accession Number:
- 0001534158-14-000105
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2014-05-08 16:11:47
- Reporting Period:
- 2014-05-06
- Filing Date:
- 2014-05-08
- Accepted Time:
- 2014-05-08 16:11:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571482 | A. Julie Mcalindon | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp & President Dss | No | Yes | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2014-05-06 | 2,600 | $23.08 | 20,037 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-06 | 1,908 | $38.37 | 18,129 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-05-06 | 2,000 | $14.61 | 20,129 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-06 | 1,168 | $38.37 | 18,961 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2014-05-06 | 1,400 | $14.81 | 20,361 | No | 4 | M | Direct | |
Common Stock | Disposition | 2014-05-06 | 821 | $38.37 | 19,540 | No | 4 | D | Direct | |
Common Stock | Disposition | 2014-05-07 | 2,103 | $38.31 | 17,437 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2014-05-06 | 2,000 | $0.00 | 2,000 | $14.61 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-05-06 | 1,400 | $0.00 | 1,400 | $14.81 |
Common Stock | Stock Appreciation Rights | Disposition | 2014-05-06 | 2,600 | $0.00 | 2,600 | $23.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,000 | 2022-02-14 | No | 4 | M | Direct | |
0 | 2021-02-16 | No | 4 | M | Direct | |
5,200 | 2023-02-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,056 | Indirect | Savings Plan Trust |
Footnotes
- The information in this report is based on a PolyOne Retirement Savings Plan statement as of May 07, 2014. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund.
- SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.
- The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
- SARs become exercisable and vest only upon the achievement of both price and time requirements. To vest, each one-third of the grant must attain 10%, 15% and 20% stock appreciation, respectively (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $23.08 per share and no more than one-third of the grant can vest per year during the first three years.