Filing Details

Accession Number:
0001225208-14-012373
Form Type:
4
Zero Holdings:
No
Publication Time:
2014-05-07 17:45:46
Reporting Period:
2014-05-05
Filing Date:
2014-05-07
Accepted Time:
2014-05-07 16:45:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
793952 Harley Davidson Inc HOG Motorcycles, Bicycles & Parts (3751) 391382325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1466990 A John Olin Harley-Davidson, Inc.
3700 West Juneau Avenue
Milwaukee WI 53208
Svp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2014-05-05 10,000 $12.30 35,532 No 4 M Direct
Common Stock Acquisiton 2014-05-05 7,081 $61.20 42,613 No 4 M Direct
Common Stock Acquisiton 2014-05-05 5,793 $51.46 48,406 No 4 M Direct
Common Stock Disposition 2014-05-05 22,874 $72.73 25,532 No 4 S Direct
Common Stock Disposition 2014-05-06 2,500 $73.00 23,032 No 4 S Direct
Common Stock Disposition 2014-05-05 1,974 $73.15 0 No 4 J Indirect By 401(k)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 J Indirect By 401(k)
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2014-05-05 10,000 $0.00 10,000 $12.30
Common Stock Stock Option (right to buy) Disposition 2014-05-05 5,793 $0.00 5,793 $51.46
Common Stock Stock Option (right to buy) Disposition 2014-05-05 7,081 $0.00 7,081 $61.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,587 2010-02-12 2019-02-12 No 4 M Direct
0 2007-02-14 2016-02-14 No 4 M Direct
0 2006-02-15 2015-02-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Restricted Stock) 6,860 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 7,102 7,102 Direct
Common Stock Stock Option (right to buy) $51.78 2014-02-04 2023-02-04 22,825 22,825 Direct
Common Stock Stock Option (right to buy) $62.33 2015-02-04 2024-02-04 22,726 22,726 Direct
Common Stock Stock Option (right to buy) $45.32 2013-02-06 2022-02-06 20,194 20,194 Direct
Common Stock Stock Option (right to buy) $41.33 2012-02-09 2021-02-09 13,059 13,059 Direct
Common Stock Stock Option (right to buy) $22.63 2011-02-10 2020-02-10 44,465 44,465 Direct
Common Stock Stock Option (right to buy) $39.04 2009-02-13 2018-02-13 28,760 28,760 Direct
Common Stock Stock Option (right to buy) $68.91 2008-02-14 2017-02-14 6,111 6,111 Direct
Common Stock Stock Option (right to buy) $28.54 2010-10-19 2019-10-19 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
7,102 7,102 Direct
2023-02-04 22,825 22,825 Direct
2024-02-04 22,726 22,726 Direct
2022-02-06 20,194 20,194 Direct
2021-02-09 13,059 13,059 Direct
2020-02-10 44,465 44,465 Direct
2018-02-13 28,760 28,760 Direct
2017-02-14 6,111 6,111 Direct
2019-10-19 30,000 30,000 Direct
Footnotes
  1. On 5/5/2014, Mr. Olin reallocated the funds in his 401(k) account.
  2. The restricted stock granted 2/6/12 and 2/4/13 was granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan and one-third of the shares of restricted stock vest on each of the first three anniversaries of the date of grant and are subject to forfeiture until vested.
  3. Granted pursuant to the Harley-Davidson, Inc. 2004 Incentive Stock Plan.
  4. All options are currently exercisable.
  5. Granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan
  6. Each restricted stock unit represents a contingent right to receive one share of stock. One-third of the units granted on 2/4/2014 vest on each of the first three anniversaries of the date of grant. Units are subject to forfeiture until vested.
  7. Options granted pursuant to the Harley-Davidson, Inc. 2009 Incentive Stock Plan shall become exercisable for one-third of the shares covered by the option on each of the first three anniversaries of the date of grant.